Snapshot and Restore

A snapshot is a backup taken from a running Elasticsearch cluster. You can take a snapshot of individual indices or of the entire cluster and store it in a repository on a shared filesystem, and there are plugins that support remote repositories on S3, HDFS, Azure, Google Cloud Storage and more.

Snapshots are taken incrementally. This means that when creating a snapshot of an index Elasticsearch will avoid copying any data that is already stored in the repository as part of an earlier snapshot of the same index. Therefore it can be efficient to take snapshots of your cluster quite frequently.

Snapshots can be restored into a running cluster via the restore API. When restoring an index it is possible to alter the name of the restored index as well as some of its settings, allowing a great deal of flexibility in how the snapshot and restore functionality can be used.

To restore a snapshot of an index, the index must be compatible with the Elasticsearch version you are restoring to. Elasticsearch can read indices created in the current or previous major version. Compatibility is based on the version in which the index was created, not the version from which the snapshot was taken.

You can restore snapshots of indices created in 6.x to Elasticsearch 7.1.1. Snapshots of 5.x or earlier indices cannot be restored to Elasticsearch 7.1.1.

If you end up in a situation where you need to restore a snapshot of an index that is incompatible with the version of the cluster you are currently running, you can restore it on the latest compatible version and use reindex-from-remote to rebuild the index on the current version. Reindexing from remote is only possible if the original index has source enabled. Retrieving and reindexing the data can take significantly longer than simply restoring a snapshot. If you have a large amount of data, we recommend testing the reindex from remote process with a subset of your data to understand the time requirements before proceeding.

You must register a snapshot repository before you can perform snapshot and restore operations. We recommend creating a new snapshot repository for each major version. The valid repository settings depend on the repository type.

If you register same snapshot repository with multiple clusters, only one cluster should have write access to the repository. All other clusters connected to that repository should set the repository to readonly mode.

PUT /_snapshot/my_backup
{
  "type": "fs",
  "settings": {
    "location": "my_backup_location"
  }
}

To retrieve information about a registered repository, use a GET request:

GET /_snapshot/my_backup

which returns:

{
  "my_backup": {
    "type": "fs",
    "settings": {
      "location": "my_backup_location"
    }
  }
}

To retrieve information about multiple repositories, specify a comma-delimited list of repositories. You can also use the * wildcard when specifying repository names. For example, the following request retrieves information about all of the snapshot repositories that start with repo or contain backup:

GET /_snapshot/repo*,*backup*

To retrieve information about all registered snapshot repositories, omit the repository name or specify _all:

GET /_snapshot

or

GET /_snapshot/_all

The shared file system repository ("type": "fs") uses the shared file system to store snapshots. In order to register the shared file system repository it is necessary to mount the same shared filesystem to the same location on all master and data nodes. This location (or one of its parent directories) must be registered in the path.repo setting on all master and data nodes.

Assuming that the shared filesystem is mounted to /mount/backups/my_fs_backup_location, the following setting should be added to elasticsearch.yml file:

path.repo: ["/mount/backups", "/mount/longterm_backups"]

The path.repo setting supports Microsoft Windows UNC paths as long as at least server name and share are specified as a prefix and back slashes are properly escaped:

path.repo: ["\\\\MY_SERVER\\Snapshots"]

After all nodes are restarted, the following command can be used to register the shared file system repository with the name my_fs_backup:

PUT /_snapshot/my_fs_backup
{
    "type": "fs",
    "settings": {
        "location": "/mount/backups/my_fs_backup_location",
        "compress": true
    }
}

If the repository location is specified as a relative path this path will be resolved against the first path specified in path.repo:

PUT /_snapshot/my_fs_backup
{
    "type": "fs",
    "settings": {
        "location": "my_fs_backup_location",
        "compress": true
    }
}

The following settings are supported:

The URL repository ("type": "url") can be used as an alternative read-only way to access data created by the shared file system repository. The URL specified in the url parameter should point to the root of the shared filesystem repository. The following settings are supported:

URL Repository supports the following protocols: "http", "https", "ftp", "file" and "jar". URL repositories with http:, https:, and ftp: URLs has to be whitelisted by specifying allowed URLs in the repositories.url.allowed_urls setting. This setting supports wildcards in the place of host, path, query, and fragment. For example:

repositories.url.allowed_urls: ["http://www.example.org/root/*", "https://*.mydomain.com/*?*#*"]

URL repositories with file: URLs can only point to locations registered in the path.repo setting similar to shared file system repository.

A source repository enables you to create minimal, source-only snapshots that take up to 50% less space on disk. Source only snapshots contain stored fields and index metadata. They do not include index or doc values structures and are not searchable when restored. After restoring a source-only snapshot, you must reindex the data into a new index.

Source repositories delegate to another snapshot repository for storage.

When you create a source repository, you must specify the type and name of the delegate repository where the snapshots will be stored:

PUT _snapshot/my_src_only_repository
{
  "type": "source",
  "settings": {
    "delegate_type": "fs",
    "location": "my_backup_location"
  }
}

Other repository backends are available in these official plugins:

When a repository is registered, it’s immediately verified on all master and data nodes to make sure that it is functional on all nodes currently present in the cluster. The verify parameter can be used to explicitly disable the repository verification when registering or updating a repository:

PUT /_snapshot/my_unverified_backup?verify=false
{
  "type": "fs",
  "settings": {
    "location": "my_unverified_backup_location"
  }
}

The verification process can also be executed manually by running the following command:

POST /_snapshot/my_unverified_backup/_verify

It returns a list of nodes where repository was successfully verified or an error message if verification process failed.

A repository can contain multiple snapshots of the same cluster. Snapshots are identified by unique names within the cluster. A snapshot with the name snapshot_1 in the repository my_backup can be created by executing the following command:

PUT /_snapshot/my_backup/snapshot_1?wait_for_completion=true

The wait_for_completion parameter specifies whether or not the request should return immediately after snapshot initialization (default) or wait for snapshot completion. During snapshot initialization, information about all previous snapshots is loaded into the memory, which means that in large repositories it may take several seconds (or even minutes) for this command to return even if the wait_for_completion parameter is set to false.

By default a snapshot of all open and started indices in the cluster is created. This behavior can be changed by specifying the list of indices in the body of the snapshot request.

PUT /_snapshot/my_backup/snapshot_2?wait_for_completion=true
{
  "indices": "index_1,index_2",
  "ignore_unavailable": true,
  "include_global_state": false
}

The list of indices that should be included into the snapshot can be specified using the indices parameter that supports multi index syntax. The snapshot request also supports the ignore_unavailable option. Setting it to true will cause indices that do not exist to be ignored during snapshot creation. By default, when ignore_unavailable option is not set and an index is missing the snapshot request will fail. By setting include_global_state to false it’s possible to prevent the cluster global state to be stored as part of the snapshot. By default, the entire snapshot will fail if one or more indices participating in the snapshot don’t have all primary shards available. This behaviour can be changed by setting partial to true.

Snapshot names can be automatically derived using date math expressions, similarly as when creating new indices. Note that special characters need to be URI encoded.

For example, creating a snapshot with the current day in the name, like snapshot-2018.05.11, can be achieved with the following command:

# PUT /_snapshot/my_backup/<snapshot-{now/d}>
PUT /_snapshot/my_backup/%3Csnapshot-%7Bnow%2Fd%7D%3E

The index snapshot process is incremental. In the process of making the index snapshot Elasticsearch analyses the list of the index files that are already stored in the repository and copies only files that were created or changed since the last snapshot. That allows multiple snapshots to be preserved in the repository in a compact form. Snapshotting process is executed in non-blocking fashion. All indexing and searching operation can continue to be executed against the index that is being snapshotted. However, a snapshot represents the point-in-time view of the index at the moment when snapshot was created, so no records that were added to the index after the snapshot process was started will be present in the snapshot. The snapshot process starts immediately for the primary shards that has been started and are not relocating at the moment. Before version 1.2.0, the snapshot operation fails if the cluster has any relocating or initializing primaries of indices participating in the snapshot. Starting with version 1.2.0, Elasticsearch waits for relocation or initialization of shards to complete before snapshotting them.

Besides creating a copy of each index the snapshot process can also store global cluster metadata, which includes persistent cluster settings and templates. The transient settings and registered snapshot repositories are not stored as part of the snapshot.

Only one snapshot process can be executed in the cluster at any time. While snapshot of a particular shard is being created this shard cannot be moved to another node, which can interfere with rebalancing process and allocation filtering. Elasticsearch will only be able to move a shard to another node (according to the current allocation filtering settings and rebalancing algorithm) once the snapshot is finished.

Once a snapshot is created information about this snapshot can be obtained using the following command:

GET /_snapshot/my_backup/snapshot_1

This command returns basic information about the snapshot including start and end time, version of Elasticsearch that created the snapshot, the list of included indices, the current state of the snapshot and the list of failures that occurred during the snapshot. The snapshot state can be

Similar as for repositories, information about multiple snapshots can be queried in one go, supporting wildcards as well:

GET /_snapshot/my_backup/snapshot_*,some_other_snapshot

All snapshots currently stored in the repository can be listed using the following command:

GET /_snapshot/my_backup/_all

The command fails if some of the snapshots are unavailable. The boolean parameter ignore_unavailable can be used to return all snapshots that are currently available.

Getting all snapshots in the repository can be costly on cloud-based repositories, both from a cost and performance perspective. If the only information required is the snapshot names/uuids in the repository and the indices in each snapshot, then the optional boolean parameter verbose can be set to false to execute a more performant and cost-effective retrieval of the snapshots in the repository. Note that setting verbose to false will omit all other information about the snapshot such as status information, the number of snapshotted shards, etc. The default value of the verbose parameter is true.

A currently running snapshot can be retrieved using the following command:

GET /_snapshot/my_backup/_current

A snapshot can be deleted from the repository using the following command:

DELETE /_snapshot/my_backup/snapshot_2

When a snapshot is deleted from a repository, Elasticsearch deletes all files that are associated with the deleted snapshot and not used by any other snapshots. If the deleted snapshot operation is executed while the snapshot is being created the snapshotting process will be aborted and all files created as part of the snapshotting process will be cleaned. Therefore, the delete snapshot operation can be used to cancel long running snapshot operations that were started by mistake.

A repository can be unregistered using the following command:

DELETE /_snapshot/my_backup

When a repository is unregistered, Elasticsearch only removes the reference to the location where the repository is storing the snapshots. The snapshots themselves are left untouched and in place.

A snapshot can be restored using the following command:

POST /_snapshot/my_backup/snapshot_1/_restore

By default, all indices in the snapshot are restored, and the cluster state is not restored. It’s possible to select indices that should be restored as well as to allow the global cluster state from being restored by using indices and include_global_state options in the restore request body. The list of indices supports multi index syntax. The rename_pattern and rename_replacement options can be also used to rename indices on restore using regular expression that supports referencing the original text as explained here. Set include_aliases to false to prevent aliases from being restored together with associated indices

POST /_snapshot/my_backup/snapshot_1/_restore
{
  "indices": "index_1,index_2",
  "ignore_unavailable": true,
  "include_global_state": true,
  "rename_pattern": "index_(.+)",
  "rename_replacement": "restored_index_$1"
}

The restore operation can be performed on a functioning cluster. However, an existing index can be only restored if it’s closed and has the same number of shards as the index in the snapshot. The restore operation automatically opens restored indices if they were closed and creates new indices if they didn’t exist in the cluster. If cluster state is restored with include_global_state (defaults to false), the restored templates that don’t currently exist in the cluster are added and existing templates with the same name are replaced by the restored templates. The restored persistent settings are added to the existing persistent settings.

By default, the entire restore operation will fail if one or more indices participating in the operation don’t have snapshots of all shards available. It can occur if some shards failed to snapshot for example. It is still possible to restore such indices by setting partial to true. Please note, that only successfully snapshotted shards will be restored in this case and all missing shards will be recreated empty.

Most of index settings can be overridden during the restore process. For example, the following command will restore the index index_1 without creating any replicas while switching back to default refresh interval:

POST /_snapshot/my_backup/snapshot_1/_restore
{
  "indices": "index_1",
  "index_settings": {
    "index.number_of_replicas": 0
  },
  "ignore_index_settings": [
    "index.refresh_interval"
  ]
}

Please note, that some settings such as index.number_of_shards cannot be changed during restore operation.

The information stored in a snapshot is not tied to a particular cluster or a cluster name. Therefore it’s possible to restore a snapshot made from one cluster into another cluster. All that is required is registering the repository containing the snapshot in the new cluster and starting the restore process. The new cluster doesn’t have to have the same size or topology. However, the version of the new cluster should be the same or newer (only 1 major version newer) than the cluster that was used to create the snapshot. For example, you can restore a 1.x snapshot to a 2.x cluster, but not a 1.x snapshot to a 5.x cluster.

If the new cluster has a smaller size additional considerations should be made. First of all it’s necessary to make sure that new cluster have enough capacity to store all indices in the snapshot. It’s possible to change indices settings during restore to reduce the number of replicas, which can help with restoring snapshots into smaller cluster. It’s also possible to select only subset of the indices using the indices parameter.

If indices in the original cluster were assigned to particular nodes using shard allocation filtering, the same rules will be enforced in the new cluster. Therefore if the new cluster doesn’t contain nodes with appropriate attributes that a restored index can be allocated on, such index will not be successfully restored unless these index allocation settings are changed during restore operation.

The restore operation also checks that restored persistent settings are compatible with the current cluster to avoid accidentally restoring incompatible settings. If you need to restore a snapshot with incompatible persistent settings, try restoring it without the global cluster state.

A list of currently running snapshots with their detailed status information can be obtained using the following command:

GET /_snapshot/_status

In this format, the command will return information about all currently running snapshots. By specifying a repository name, it’s possible to limit the results to a particular repository:

GET /_snapshot/my_backup/_status

If both repository name and snapshot id are specified, this command will return detailed status information for the given snapshot even if it’s not currently running:

GET /_snapshot/my_backup/snapshot_1/_status

The output looks similar to the following:

{
  "snapshots": [
    {
      "snapshot": "snapshot_1",
      "repository": "my_backup",
      "uuid": "XuBo4l4ISYiVg0nYUen9zg",
      "state": "SUCCESS",
      "include_global_state": true,
      "shards_stats": {
        "initializing": 0,
        "started": 0,
        "finalizing": 0,
        "done": 5,
        "failed": 0,
        "total": 5
      },
      "stats": {
        "incremental": {
          "file_count": 8,
          "size_in_bytes": 4704
        },
        "processed": {
          "file_count": 7,
          "size_in_bytes": 4254
        },
        "total": {
          "file_count": 8,
          "size_in_bytes": 4704
        },
        "start_time_in_millis": 1526280280355,
        "time_in_millis": 358
      }
    }
  ]
}

The output is composed of different sections. The stats sub-object provides details on the number and size of files that were snapshotted. As snapshots are incremental, copying only the Lucene segments that are not already in the repository, the stats object contains a total section for all the files that are referenced by the snapshot, as well as an incremental section for those files that actually needed to be copied over as part of the incremental snapshotting. In case of a snapshot that’s still in progress, there’s also a processed section that contains information about the files that are in the process of being copied.

Multiple ids are also supported:

GET /_snapshot/my_backup/snapshot_1,snapshot_2/_status

There are several ways to monitor the progress of the snapshot and restores processes while they are running. Both operations support wait_for_completion parameter that would block client until the operation is completed. This is the simplest method that can be used to get notified about operation completion.

The snapshot operation can be also monitored by periodic calls to the snapshot info:

GET /_snapshot/my_backup/snapshot_1

Please note that snapshot info operation uses the same resources and thread pool as the snapshot operation. So, executing a snapshot info operation while large shards are being snapshotted can cause the snapshot info operation to wait for available resources before returning the result. On very large shards the wait time can be significant.

To get more immediate and complete information about snapshots the snapshot status command can be used instead:

GET /_snapshot/my_backup/snapshot_1/_status

While snapshot info method returns only basic information about the snapshot in progress, the snapshot status returns complete breakdown of the current state for each shard participating in the snapshot.

The restore process piggybacks on the standard recovery mechanism of the Elasticsearch. As a result, standard recovery monitoring services can be used to monitor the state of restore. When restore operation is executed the cluster typically goes into red state. It happens because the restore operation starts with "recovering" primary shards of the restored indices. During this operation the primary shards become unavailable which manifests itself in the red cluster state. Once recovery of primary shards is completed Elasticsearch is switching to standard replication process that creates the required number of replicas at this moment cluster switches to the yellow state. Once all required replicas are created, the cluster switches to the green states.

The cluster health operation provides only a high level status of the restore process. It’s possible to get more detailed insight into the current state of the recovery process by using indices recovery and cat recovery APIs.

The snapshot and restore framework allows running only one snapshot or one restore operation at a time. If a currently running snapshot was executed by mistake, or takes unusually long, it can be terminated using the snapshot delete operation. The snapshot delete operation checks if the deleted snapshot is currently running and if it does, the delete operation stops that snapshot before deleting the snapshot data from the repository.

DELETE /_snapshot/my_backup/snapshot_1

The restore operation uses the standard shard recovery mechanism. Therefore, any currently running restore operation can be canceled by deleting indices that are being restored. Please note that data for all deleted indices will be removed from the cluster as a result of this operation.

Many snapshot and restore operations are affected by cluster and index blocks. For example, registering and unregistering repositories require write global metadata access. The snapshot operation requires that all indices and their metadata as well as the global metadata were readable. The restore operation requires the global metadata to be writable, however the index level blocks are ignored during restore because indices are essentially recreated during restore. Please note that a repository content is not part of the cluster and therefore cluster blocks don’t affect internal repository operations such as listing or deleting snapshots from an already registered repository.